Privacy Notice

Palladium Partners, LLC considers your account information and data to be private and confidential and we endeavor to hold ourselves to the highest standards of trust and strictest confidence. This notice outlines what we do to protect your non-public personal information. Please take the time to read and understand the privacy policies and procedures that we have implemented to safeguard your non-public personal information.

Information We May Collect

Palladium Partners, LLC must collect certain personally identifiable financial information about its customers to provide financial services and products. The personally identifiable financial information that we gather during the normal course of doing business with you may include:

  1. Information we receive from you in conversation, on applications and forms, such as your name, social security number, income and driver’s license;
  2. Information about your transactions with us, such as securities purchases and sales, withdrawals and account transfers.

 

Information We Disclose

We do not disclose any non-public personal information about our customers or former customers to anyone, except as permitted or required by law, or where you have given us authorization to do so. We may disclose all of the information we collect, as described above, to certain non-affiliated third parties such as, but not limited to, attorneys, accountants, auditors and persons or entities that are assessing our compliance with industry standards. We enter into contractual agreements with non-affiliated third parties that prohibit such third parties from disclosing or using the information other than to carry out the purposes for which we disclose the information.

Confidentiality and Security

To keep your information confidential, we limit access to non-public personal information about you to those employees who need to know that information to provide financial products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your non-public personal information.

Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws. After this required period of record retention, all such information will be destroyed.

Revised May 25, 2010