Investor Alert: Provides Tips About the Transfer of Brokerage Account Assets on Death

 

Please visit the link http://finra.org/Plan for transition.php for information on what you should know about the transfer of brokerage account assets on death, responds to issues raised by investors calling FINRA’s Securities Helpline for Seniors. It informs brokerage account holders, family members and other beneficiaries about the general process firms follow when an account holder passes away.